Join hosts, Michael Loesch and Brendan Quigley for the Enforcement Insider, the podcast providing quick hits on the latest latest trends and developments in compliance and enforcement with a focus on the energy and technology industries. Your hosts truly are insiders. Brendan led numerous complex investigations during his seven years as an Assistant United States Attorney in the Southern District of New York and Michael spent more than 14 years of his career in federal regulatory and legislative service, holding senior leadership positions at both the CFTC and the SEC. Their experience brings valuable insights and provides real-world tips for mitigating risks and addressing key compliance and investigation challenges.

The episodes in this series can be accessed via the player and links included below.

Episode Library

Month	Format	Topic
June 2024	Podcast	Recent Insider Trading Developments
March 2024	Podcast	FERC Investigations Outlook; SEC Climate Disclosure Rule
December 2023	Podcast	Are Compliance Officers in the Crosshairs?
November 2023	Podcast	Fiscal Year-End Trends and CFTC Enforcement Advisory on Penalties, Monitors, and Admissions
October 2023	Podcast	The CFTC's Recent Recordkeeping Cases, and the Compliance Challenges Posed by AI
September 2023	Podcast	Internal Investigations, Upjohn Warnings, and Thoughts on Best Practices
July 2023	Podcast	Carbon Market Whistleblowers, DOJ Prosecutions, False Claims Act Compliance, and the CFTC Regulatory Calendar
May 2023	Webinar	CFTC Enforcement Roundup
March 2023	Webinar	Focus on Peizer Insider Trading Indictment, CFTC Updates re Greenwashing and Power Markets, and Recent Fifth Circuit FCPA Decision
February 2023	Webinar	Ongoing Regulatory Enforcement Risk in Texas after Winter Storm Uri
December 2022	Webinar	Recent ESG Enforcement Activity, Takeaways from SEC Enforcement Director’s Recent Speech, and Recent Crypto-Related Actions
November 2022	Webinar	CFTC Annual Enforcement Results, Cross-Border Cooperation, and Improper Trade Allocation, Plus SEC/DOJ Updates
October 2022	Webinar	SEC/CFTC Enforcement Fiscal Year-End Roundup and Takeaways
September 2022	Webinar	Inflation Reduction Act - Key Energy Market Highlights
August 2022	Webinar	Expected Fall Actions
July 2022	Webinar	SEC ESG Enforcement Developments and Trends, Plus CFTC and DOJ Updates
June 2022	Webinar	Recent FCPA/Manipulation Actions, SEC Climate and ESG Task Force Updates, and CFTC Carbon Market and Intermediation Activity
May 2022	Webinar	Recent SEC, DOJ, CFTC and FCPA Enforcement Actions
March 2022	Webinar	Updates on Crypto Enforcement, SEC Penalties, Exchange Disciplinary Actions, and Risk Mitigation Around Price Volatility
February 2022	Webinar	Recent SEC and CFTC Enforcement Actions
January 2022	Webinar	Update on National Strategy on Corruption & Recent CFTC Enforcement Actions
December 2021	Webinar	Lessons and Signals from the SEC and FERC Annual Enforcement Reports
November 2021	Webinar	DOJ/SEC Policy Announcements and Cybersecurity Considerations for Energy Companies
October 2021	Webinar	Fiscal Year-End Enforcement Wrap-Up
September 2021	Webinar	SEC Insider Trading Action, CFTC Position Limits, and Environmental Enforcement
August 2021	Webinar	SEC Action on Cyber Disclosures, DOJ Updates, and CFTC Swap Reporting Enforcement
July 2021	Webinar	Winter Storm Fallout & CFTC Climate Risk Targeting
June 2021	Webinar	Recent CFTC/DOJ Benchmark Manipulation Cases & Trends in Parallel Investigations

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