During the 21st webinar of our Energy Enforcement Insider series, Michael Loesch, former Chief of Staff and Chief Operating Officer at the CFTC, and Brendan Quigley, former federal prosecutor in the Southern District of New York, looked at recent CFTC trade allocation, swap dealer conduct, and crypto actions.

CFTC Enforcement: Recent Trade Allocation Case

CFTC Enforcement: Recent HSBC Cases - Remedial Undertakings

CFTC Enforcement: Binance

DOJ Enforcement: Increase in Sanctions, Export Control, and Other National Security-Related Investigations

DOJ Enforcement: Recent Export Control Prosecutions and Why They Matter

DOJ Enforcement: Disruptive Technology Strike Force

DOJ Enforcement: Compliance Areas of Focus and Challenges

 

Register to view the full recording here.

Energy Enforcement Insider is a monthly 30-minute program that addresses the latest trends and developments in investigations and enforcement matters impacting energy market participants and provides real-world tips for mitigating risks and addressing key compliance and investigation challenges.

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