Recently the SEC, the CFTC, and FINRA have all brought enforcement actions against compliance officers, and the SEC’s Director of Enforcement gave a major speech focusing on CCO liability. What should we make of all this? Hosts Michael Loesch and Brendan Quigley discuss whether they think compliance officers are really in the government’s crosshairs and practical steps compliance officers should take in the wake of these events.

Energy Enforcement Insider podcast provides quick hits on the latest trends and developments in investigations and enforcement matters impacting the energy markets and energy market participants. Click here to listen to prior episodes.

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